$165.00 inc GST

Compliance Incidents and Breaches for Non-Insurers Training

Online Compliance Course

Course length:
30 minutes online

Course audience:
All organisation

Region:
Available in Australia

Course type:
Structured iDesigned for learners with little prior knowledge, this course type takes the learner through the course subject sequentially – one step at a time.

Delivery:
Deploy our courses online via Safetrac’s Compliance LMS or opt for SCORM delivery on your company’s LMS.

About this course

The Compliance Incidents and Breaches for Non-Insurers is designed to provide you with a fundamental understanding of the processes involved in identifying, recording, and reporting incidents, operational issues, and breaches within the framework of the Australian Financial Services (AFS) Licence, along with relevant legislation, regulatory and prudential requirements, and internal policies and procedures.

In this course, you will delve into the crucial aspects of compliance, exploring why it is imperative to adhere to these obligations, how to effectively recognise and report breaches, and the essential breach reporting requirements outlined in the applicable legislative framework. Our goal is to equip you with the knowledge and skills necessary to navigate the intricacies of compliance and ensure that your organisation operates within the bounds of legal and regulatory compliance.

This module is designed to give you an understanding of how we identify, record, and report incidents, operational issues, and breaches of the conditions of the Australian Financial Services (AFS) Licence, applicable legislation, regulatory and prudential requirements, or internal policies and procedures.

Through this training, you will acquire the knowledge and skills necessary to effectively respond to such incidents, ensure compliance, and maintain the highest standards of integrity and accountability within our organisation.

Enquire about this online course

We can provide trial access to preview this course. Enquire today about training your organisation with Safetrac.

Click here to book an initial consultation (via Calendly)

Or submit the form below

Learning outcomes

By the end of this module, you should understand:

why it is important we comply with these obligations
how to identify and report breaches of these laws and obligations
the key breach reporting obligations under the relevant legislative framework

Course contents

The result of a breach
Purpose
Incidents and breaches
Examples of incidents
How to report an incident or breach
The reporting process
Immediate reporting
Significant breaches
Regulatory authorities
Regulatory inquiries
Management

Related Courses

Racial Discrimination Thumbnail — Racial Discrimination Course

Why businesses trust Safetrac

20+ Years’ Experience

Formed in 1999, Safetrac has been providing engaging compliance training to businesses for over 20 years

550+ Companies

Over 550 clients from small to large businesses trust Safetrac’s courses and platform.

2.3M+ courses to 1.1M+ learners

With a track record of delivering over 2.3+ million courses to more than 1.1+ million learners, Safetrac offers engaging courseware tailored to your organisation, industry, and staff. Our courses can seamlessly integrate with your internal platform through SCORM or be accessed via our online compliance LMS.

Best Compliance Program Winners

We have won LearnX Asia Pacific’s “Best Compliance Training Program” platinum-level award for the last 12 years in a row

4.9/5 Customer Retention Rate

Trusted for top-quality compliance courses, program rollout, and customer service.

ISO Accredited

Safetrac is ISO 9001-2015 (Quality Management) Accredited and ISO/IEC 27001 (Information Security Management) Accredited

Legally updated content

Safetrac’s off-the-shelf and customised courseware is updated at the time of legislative change. Our course content blends the need for legal accuracy while being interactive and engaging.

Trusted

No Safetrac client rolling out our compliance training annually has been found by a regulator to have an inadequate compliance training program in place. This is reflected in our 97% Client Retention and 96% Customer Service Rating.

What our customers are saying about us.

“The client services team provide more than just timely responses to calls and emails – they offer advice and are informative in their approach to providing us with solutions. The Safetrac team also have an innate understanding of what I’d like to see on the screen, and recreate it just as I imagined. In terms of courseware, Safetrac has provided content that has exceeded all expectations – our bespoke courseware won two platinum LearnX 2020 Awards (Best Compliance Program and Bespoke Training Course) – proving we really are with Australia’s best compliance training providers.”

Cricket Australia

View Testimonials