Compliance Incidents and Breaches for Non-Insurers

Help your staff develop the skills to recognise, respond to, and manage compliance breaches and workplace incidents effectively.

Course Details

Ideal for

All employees, contractors, and volunteers

Region

Australia

Course Format

Structured Learning (35-40 min) option

Duration

Between 30 - 40 minutes

Delve into the crucial aspects of compliance, exploring why it is imperative to adhere to these obligations, how to effectively recognise and report breaches, and the essential breach reporting requirements outlined in the applicable legislative framework.

This course will help you understand how to identify, report, and prevent compliance incidents and breaches, safeguarding your organisation from potential risks.

Course Overview

About this online course

The Compliance Incidents and Breaches for Non-Insurers is designed to provide you with a fundamental understanding of the processes involved in identifying, recording, and reporting incidents, operational issues, and breaches within the framework of the Australian Financial Services (AFS) Licence, along with relevant legislation, regulatory and prudential requirements, and internal policies and procedures.

Ideal for workplaces that are

If you’re a manager looking to train a group within your organisation, external suppliers or all staff, please fill in our enquiry form and let us know the size of your organisation. Our compliance experts will assist you.

Key takeaways for participants

  • The course emphasises understanding processes for identifying, recording, and reporting compliance incidents and breaches.
  • It covers obligations under the Australian Financial Services (AFS) Licence.
  • The content aligns with legislative, regulatory, and prudential requirements, ensuring compliance with broader frameworks.
  • It integrates internal policies and procedures to help participants apply these principles in their workplace.

Key modules

  • Introduction
  • The result of a breach
  • Purpose
  • Incidents and breaches
  • Examples of incidents
  • How to report an incident or breach
  • The reporting process
  • Immediate reporting
  • Significant breaches
  • Regulatory authorities
  • Regulatory inquiries
  • Management

Learning outcomes

By the end of these course/s, participants will be able to:

  • why it is important we comply with these obligations
  • how to identify and report breaches of these laws and obligations
  • the key breach reporting obligations under the relevant legislative framework

Duration and Format

Structured Learning

Ideal for first-time learners or those with little prior knowledge, covering the entire topic in 30-40 minutes. 

Accelerated Learning

Allows learners who understand the topic to proceed quickly through the course in 20-30 minutes.

MicroLearns

Short modules for time-poor learners, with each module lasting 5-10 minutes.

ShortBurst

Quick summaries of specific compliance areas, available in office-based and field-based formats, each lasting 5 minutes.

Delivery and Setup

SCORM

Our client services team can deliver our courses via SCORM file if you have a Learning Management System (LMS).

Compliance Platform

Alternatively, you can use our Compliance Platform to house any training material, track policy acceptance, administer surveys, and audits—all in one place. We can get you up and running within a few weeks. 

Related courses

Increase your compliance by bundling our related courses. This ensures you cover multiple topics and legislations for a holistic approach.

On the Safetrac

Why Choose Safetrac’s Compliance Courses 

Versatile Course Formats

Options include comprehensive compliance courses and short, bite-sized modules to meet diverse training needs. 

Engaging and Customisable Content

Our courses feature a variety of engaging and animated content, from videos to interactive modules, all of which can be customised based on your branding or designed with specific scenarios tailored to your business. 

Legally Up-to-Date

All content is regularly updated to reflect the latest legislation, ensuring your training remains compliant. 

Flexible Delivery Options

Available via SCORM or our Compliance Platform, with regular updates provided whenever legal changes occur. 

Exceptional Customer Service

Our local Client Services team ensures a smooth setup within a few weeks and offers ongoing support for all your learning and training needs.

Trusted by Leading Brands

Renowned companies like Uber, Chubb, and David Jones rely on our compliance training solutions.

Get started

Is your organisation on the Safetrac?

Connect with our team today to explore how our courses can enhance your corporate training program or schedule a training needs analysis to tailor a solution for your compliance needs.

Book a call

Use Calendly to schedule a time to speak directly to our team about your governance, risk and compliance needs.

Contact us

Got questions? Reach out, and our compliance experts will get back to you with the answers.

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