The financial services industry has undergone major reform in recent years. Financial services laws under the Corporations Act 2001 impose a broad licencing and regulatory system that covers anyone who provides financial services in relations to financial products. These laws are heavily supplemented by ASIC policies. Significant penalties can be imposed for misconduct or breach of ASIC policy and statutory obligations.
Safetrac’s ‘Financial Services Representatives – Customer Services Representatives’ course is designed to assist businesses in meeting their obligations by training non-Advisers in relation to their responsibilities to clients, while maintaining a competent provision of insurance services.