$165.00 inc GST
Online Compliance Course
Course preview
At a glance
Course length:
25 minutes online
Regulation/Law:
Corporations Act 2001
National Consumer Credit Protection Act 2009
Course audience:
All employees, contractors and volunteers
Region:
Available in Australia
Course type:
Structured iDesigned for learners with little prior knowledge, this course type takes the learner through the course subject sequentially – one step at a time.
Delivery:
Deploy our courses online via Safetrac’s Compliance LMS or opt for SCORM delivery on your company’s LMS.
About this course
This course is based on the guidance contained in Regulatory Guide 78: Breach reporting by AFS licensees and credit licensees.
AFS licensees and Australian credit licensees have an obligation to report certain breaches of the law under the Corporations Act 2001 and the National Consumer Credit Protection Act 2009.
Learning outcomes
By the end of this module, learners will be able to:
- Understand what you must report to ASIC;
- Understand how and when to report a breach; and
- Understand how ASIC deals with breach notifications.
Course contents
- What is the breach reporting obligation
- Who does the obligation apply to?
- Multiple reportable situations
- Significant breaches or likely breaches of core obligations
- Investigations into significant breaches or likely breaches of core obligations
- Reportable situations about other licensees
- When and how to report
- ASIC’s role
- Consequences of failing to report
- Breach reporting systems and registers
Enquire about this online course
We can provide trial access to preview this course. Enquire today about training your organisation with Safetrac.
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