$165.00 inc GST
Online Compliance Course
At a glance
25 minutes online
Corporations Act 2001
National Consumer Credit Protection Act 2009
All employees, contractors and volunteers
Available in Australia
Structured iDesigned for learners with little prior knowledge, this course type takes the learner through the course subject sequentially – one step at a time.
Deploy our courses online via Safetrac’s Compliance LMS or opt for SCORM delivery on your company’s LMS.
About this course
This course is based on the guidance contained in Regulatory Guide 78: Breach reporting by AFS licensees and credit licensees.
AFS licensees and Australian credit licensees have an obligation to report certain breaches of the law under the Corporations Act 2001 and the National Consumer Credit Protection Act 2009.
By the end of this module, learners will be able to:
- Understand what you must report to ASIC;
- Understand how and when to report a breach; and
- Understand how ASIC deals with breach notifications.
- What is the breach reporting obligation
- Who does the obligation apply to?
- Multiple reportable situations
- Significant breaches or likely breaches of core obligations
- Investigations into significant breaches or likely breaches of core obligations
- Reportable situations about other licensees
- When and how to report
- ASIC’s role
- Consequences of failing to report
- Breach reporting systems and registers
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