$165.00 inc GST

RG 78 Breach Reporting by AFS Licensees and Credit Licensees Training Course

Course preview

At a glance

Course length:
25 minutes online

Regulation/Law:
Corporations Act 2001
National Consumer Credit Protection Act 2009

Course audience:
All staff

Region:
Available in Australia

Course type:
Structured iDesigned for learners with little prior knowledge, this course type takes the learner through the course subject sequentially – one step at a time.

About this course

This course is based on the guidance contained in Regulatory Guide 78: Breach reporting by AFS licensees and credit licensees.

AFS licensees and Australian credit licensees have an obligation to report certain breaches of the law under the Corporations Act 2001 and the National Consumer Credit Protection Act 2009.

This module is designed to give AFS licensees and Australian Credit licensees an overview of their breach reporting obligations.

The RG 78 legislation is effective 1 October 2021, however the course is available now to train your staff ahead of the legislative becoming operational.

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Learning outcomes

By the end of this module, learners will be able to:

  • Understand what you must report to ASIC;
  • Understand how and when to report a breach; and
  • Understand how ASIC deals with breach notifications.

Course contents

  • What is the breach reporting obligation
  • Who does the obligation apply to?
  • Multiple reportable situations
  • Significant breaches or likely breaches of core obligations
  • Investigations into significant breaches or likely breaches of core obligations
  • Reportable situations about other licensees
  • When and how to report
  • ASIC’s role
  • Consequences of failing to report
  • Breach reporting systems and registers

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