$165.00 inc GST

RG 274 Product Design and Distribution Obligations Training Course

Course preview

At a glance

Course length:
25 minutes online

Regulation/Law:
Corporations Act 2001 (Cth), Regulatory Guide 274 Product Design and Distribution Obligations.

Course audience:
All staff

Region:
Available in Australia

Course type:
Structured iDesigned for learners with little prior knowledge, this course type takes the learner through the course subject sequentially – one step at a time.

About this course

The Australian Securities and Investments Commission (ASIC) has released regulatory guidance on the product design and distribution obligations (DDO) in Pt 7.8A of the Corporations Act 2001 (Cth).

The obligations are intended to help consumers obtain appropriate financial products by requiring issuers and distributors to have a consumer-centric approach to the design and distribution of products.

Safetrac’s RG 274 Product Design and Distribution Obligations Training Course is designed to give you a general understanding of Regulatory Guide 274 Product design and distribution obligations.

The RG 274 legislation is effective 5 October 2021, however the course is available now to train your staff ahead of the legislative becoming operational.

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Learning outcomes

By the end of this module, learners will be able to:

  • Understand how the regulatory regime will operate;
  • Understand ASIC’s expectations for issuers and distributors of financial products; and
  • Understand the product design and distribution obligations.

Course contents

  • Purpose of the regime
  • Financial Products
  • Key terms
  • Key obligations for issuers
  • Target market determination
  • Reasonable steps
  • Key obligations for distributors
  • Keeping records and reporting information
  • Product governance arrangements

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