$165.00 inc GST

Insider Trading Training

Online Compliance Course

Course preview

At a glance

Course length:
15-45 minutes online

Corporations Act 2001 (Australia)
Financial Markets Conduct Act 2013

Course audience:
All employees, contractors and volunteers

Available in Australian and New Zealand content format

Course type:
Structured iDesigned for learners with little prior knowledge, this course type takes the learner through the course subject sequentially – one step at a time. and Accelerated iThis course type is designed for learners with prior knowledge, giving learners more ability to self-direct how they engage with the full course content. Using scenarios with voice-overs, tests within the course, and a ‘Learn More’ option, learners can engage the course on any smartphone, tablet, or PC.

Deploy our courses online via Safetrac’s Compliance LMS or opt for SCORM delivery on your company’s LMS.

About this course

Legislation contains prohibitions against insider trading to ensure that people with inside information act fairly and protect the integrity and economic efficiency of the market.

Penalties for breach of the law are severe and include substantial fines and/or imprisonment.

Safetrac’s ‘Insider Trading’ course provides organisations and their employees with a general understanding of the insider trading prohibitions:

* The Trading Offence

* The Procuring Offence

* The Communicating or Tipping Offence.

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Learning outcomes

On completing this course, learners should be able to:

  • understand what comprises insider trading;
  • know the three prohibitions against insider trading;
  • understand the exceptions and defences to insider trading; and
  • know the regulators and their roles.

Course contents

  • What is insider trading?
  • Who is an insider?
  • What is inside information?
  • Definition of financial products
  • Insider trading prohibitions
  • The role of the regulators
  • Exceptions and defences
  • Managing insider trading

This Safetrac course is built in conjunction with:

Enquire about this online course

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