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360Private Wealth by Design
Course preview
At a glance
Course length:
15-45 minutes online
Regulation/Law:
Corporations Act 2001 (Australia)
Securities Act 1978 (New Zealand)
Course audience:
All organisation
Region:
Available in Australian and New Zealand content format
Course type:
Structured LearningiDesigned for learners with little prior knowledge, this course type takes the learner through the course subject sequentially – one step at a time. and
Accelerated LearningiCreated for learners with prior knowledge, this course type allows learners to control how they engage with the full course content. It delivers scenario-based learning with questions embedded in the teachings and a ‘Learn More’ option, giving learners the option of how they consume/engage the information.
About this course
Legislation contains prohibitions against insider trading to ensure that people with inside information act fairly and protect the integrity and economic efficiency of the market.
Penalties for breach of the law are severe and include substantial fines and/or imprisonment.
Learning outcomes
On completing this course, learners should be able to:
- understand what comprises insider trading;
- know the three prohibitions against insider trading;
- understand the exceptions and defences to insider trading; and
- know the regulators and their roles.
Course contents
- What is insider trading?
- Who is an insider?
- What is inside information?
- Definition of financial products
- Insider trading prohibitions
- The role of the regulators
- Exceptions and defences
- Managing insider trading
This Safetrac course is built in conjunction with:
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