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Insider Trading Course

(Australia)

The Corporations Act 2001 contains prohibitions against insider trading to ensure that people with inside information act fairly and protect the integrity and economic efficiency of the market. Penalties for breach of the law are severe and include substantial fines and/or imprisonment.

Safetrac’s ‘Insider Trading’ course provides organisations and their employees with a general understanding of the insider trading prohibitions contained within the Corporations Act.

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Learning outcomes

On completing this course, learners should be able to:

  • understand what comprises insider trading;
  • know the three prohibitions against insider trading;
  • understand the exceptions and defences to insider trading;
  • know the regulators and their roles.

Course contents

  • What is insider trading?
  • Who is an insider?
  • What is inside information?
  • Definition of financial products
  • Insider trading prohibitions
  • The role of ASIC and the ASX
  • Exceptions and defences
  • Managing insider trading
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Course preview

A few presentation slides used during the course.

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